ROC & MCA Corporate Compliance
Punctual annual filings, board governance, and statutory secretarial documentation.
Service Overview & Objectives
End-to-end secretarial and corporate compliance support for Private Limited Companies and LLPs, ensuring timely AOC-4, MGT-7, Form 11, and DIR-3 KYC filings.
What This Service Covers (Scope & Deliverables Matrix)
| # | Scope Deliverable & Execution | Execution Cycle | Advisor Oversight | Standard |
|---|---|---|---|---|
| 01 | Annual MCA return filing (Form AOC-4 for accounts, Form MGT-7 for returns) | Monthly Retainer | Senior Partner Led | 100% Verified |
| 02 | LLP annual compliance filings (Form 11 Annual Return & Form 8 Statement of Accounts) | Quarterly / Annual | Senior Partner Led | 100% Verified |
| 03 | Director KYC filing (DIR-3 KYC Web / e-Form) and DIN activation | Continuous Milestone | Senior Partner Led | 100% Verified |
| 04 | Statutory register maintenance and board meeting minutes documentation | Monthly Retainer | Senior Partner Led | 100% Verified |
| 05 | Company name, registered office, and authorized capital alteration support | Quarterly / Annual | Senior Partner Led | 100% Verified |
| 06 | Director appointment, resignation, and share transfer documentation | Continuous Milestone | Senior Partner Led | 100% Verified |
| 07 | DPT-3 (return of deposits) and MSME-1 periodic compliance filings | Monthly Retainer | Senior Partner Led | 100% Verified |
Required Documents Checklist
Pre-RequisitesTo initiate advisory and statutory execution smoothly without regulatory bottlenecks, please prepare the following corporate records:
Our Step-by-Step Engagement Process
Compliance Gap Check
Review MCA portal filings to detect overdue forms, pending KYC, or register gaps.
Form Drafting
Draft AOC-4, MGT-7, or LLP returns with complete disclosures and notes.
DSC Sign-off
Facilitate required disclosures and obtain director DSC signatures.
MCA Filing
Submit on the V3 MCA portal and preserve approved SRN receipts.
Regulatory Boundary & Professional Scope
We coordinate the end-to-end workflow within statutory company law norms to ensure zero penal late fees on the MCA V3 portal.
Discuss Your ROC Compliance Scope
Connect directly with our advisory desk to review your business transaction volume and receive a structured scope checklist.
Chat on WhatsApp Call: +91 98080 60806Other Relevant Practice Areas
Virtual CFO & Strategic Finance Advisory
Strategic FP&A, monthly MIS dashboards, rolling cash-flow forecasting, EBITDA optimization, and scalable finance systems.
GST Compliance & Advisory
GST registration, GSTR-1, GSTR-3B, input tax credit reconciliation, and e-way bill workflows for businesses.
Income Tax & Direct Tax Consultancy
Income tax return filing, tax computations, advance tax planning, and AIS/26AS reconciliation.